A code of ethics defines the values and principles guiding professional behavior, while a code of conduct provides specific rules and standards that professionals must follow in their work. In the CFA program, both work together to ensure ethical investment practices.

The Professional Conduct Program (PCP) is the system used by the CFA Institute to monitor and enforce compliance with the CFA code of ethics and standards of practice. It reviews potential violations and ensures accountability among CFA members and candidates.

In CFA ethics, conflicts of interest occur when a professional's personal interests could influence their decisions or recommendations. The CFA standards require professionals to disclose conflicts clearly and prioritize client interests.

Material nonpublic information (MNPI) refers to confidential information that could influence investment decisions if made public. According to CFA standards, professionals must not use MNPI for trading or share it with others.

Global Investment Performance Standards (GIPS) are ethical guidelines for reporting investment performance. They ensure transparency, consistency, and fairness when firms present investment results to clients.

This course includes real examples and scenario-based explanations to help you apply the CFA code of ethics and standards of professional conduct to practical situations, which is essential for solving CFA exam ethics questions.

No advanced finance knowledge is required. This course explains CFA ethics, code of conduct, and professional standards in a clear and structured way so beginners can understand ethical responsibilities in investment management.

This course is ideal for CFA Level 1 candidates, finance students, investment professionals, and anyone interested in learning ethical standards in finance and investment management.

This course is designed to be flexible so you can learn at your own pace. On average, it takes about 6 weeks to complete if you study for 4–5 hours per week. The course follows a flexible schedule, allowing you to progress through the lessons whenever it fits your routine, making it convenient for both students and working professionals.

The CFA code of ethics and standards of practice ensure that investment professionals act with integrity, fairness, and transparency. This builds trust between investors, financial institutions, and global capital markets.

To access the course materials, assignments and to earn a Certificate, you will need to purchase the Certificate experience when you enroll in a course. You can try a Free Trial instead, or apply for Financial Aid. The course may offer 'Full Course, No Certificate' instead. This option lets you see all course materials, submit required assessments, and get a final grade. This also means that you will not be able to purchase a Certificate experience.

When you enroll in the course, you get access to all of the courses in the Specialization, and you earn a certificate when you complete the work. Your electronic Certificate will be added to your Accomplishments page - from there, you can print your Certificate or add it to your LinkedIn profile.