Mastering Financial Compliance and Anti-Money Laundering

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Mastering Financial Compliance and Anti-Money Laundering

Dozenten: Paweł Mielniczek

Bei enthalten

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4 Module

Verschaffen Sie sich einen Einblick in ein Thema und lernen Sie die Grundlagen.

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1 Woche zu vervollständigen

unter 10 Stunden pro Woche

Flexibler Zeitplan

In Ihrem eigenen Lerntempo lernen

4 Module

Verschaffen Sie sich einen Einblick in ein Thema und lernen Sie die Grundlagen.

Stufe Mittel

Empfohlene Erfahrung

1 Woche zu vervollständigen

unter 10 Stunden pro Woche

Flexibler Zeitplan

In Ihrem eigenen Lerntempo lernen

Was Sie lernen werden

Interpret global AML regulations and apply a Risk-Based Approach (RBA) to organizational compliance.
Establish effective compliance governance by defining MLRO roles, accountability, and management oversight.
Conduct compliance gap analyses to identify control weaknesses and prioritize remediation.
Implement KYC/CDD processes, monitor transactions, and prepare defensible Suspicious Activity Reports (SARs).

Kompetenzen, die Sie erwerben

Kategorie: Compliance Reporting
Kategorie: Risk Management
Kategorie: Compliance Management
Kategorie: Compliance Auditing
Kategorie: Regulatory Compliance
Kategorie: Governance Risk Management and Compliance
Kategorie: Financial Regulations
Kategorie: Microsoft Copilot
Kategorie: Risk Analysis
Kategorie: Financial Regulation
Kategorie: Auditing
Kategorie: Governance
Kategorie: Law, Regulation, and Compliance
Kategorie: Transaction Processing
Kategorie: Bank Regulations
Kategorie: Financial Controls
Kategorie: Regulatory Requirements
Kategorie: Risk Management Framework
Kategorie: Due Diligence

Werkzeuge, die Sie lernen werden

Kategorie: Fraud detection

Wichtige Details

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Kürzlich aktualisiert!

Mai 2026

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4 Aufgaben

Unterrichtet in Englisch

Erfahren Sie, wie Mitarbeiter führender Unternehmen gefragte Kompetenzen erwerben.

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In diesem Kurs gibt es 4 Module

Master the end-to-end lifecycle of financial compliance and anti-money laundering (AML) in a rapidly evolving regulatory environment. This course equips you to interpret global frameworks such as FATF recommendations, the Bank Secrecy Act (BSA), and EU AML directives, and apply them using a practical, risk-based approach (RBA).

You will learn how to design compliance programs that go beyond checklist execution—covering governance, gap analysis, KYC/CDD processes, transaction monitoring, and Suspicious Activity Report (SAR) preparation. The course also demonstrates how to use Generative AI tools like Microsoft Copilot and Google Gemini to streamline policy drafting, regulatory analysis, and risk assessment. Designed for compliance professionals, fintech teams, and finance practitioners, this course provides a structured, audit-ready framework to manage regulatory risk, improve operational efficiency, and strengthen financial crime detection across global business environments.

This module demystifies the complex web of global financial regulations, moving beyond rote memorization to practical application. It helps learners navigate the interplay between global standards (especially the FATF 40 Recommendations), US enforcement (BSA/Patriot Act), and EU AML Directives and AMLA, while establishing a practical Risk-Based Approach (RBA) and leveraging Generative AI to interpret changing legal requirements.

Das ist alles enthalten

11 Videos4 Lektüren1 Aufgabe1 peer review1 Diskussionsthema

11 VideosInsgesamt 77 Minuten

Intro Video to Course  4 Minuten
Module Introduction  3 Minuten
Comparing Global Standards: FATF Recommendations vs. Local Laws 8 Minuten
Analyzing the Extraterritorial Reach of US and EU Regulations 9 Minuten
Mapping Regulatory Obligations to Business Contexts with AI 8 Minuten
The Philosophy of the Risk-Based Approach (RBA) 6 Minuten
Building the Risk Scoring Matrix 9 Minuten
Scoring and Weighting Risks 9 Minuten
Leveraging AI for Regulatory Intelligence and Updates 6 Minuten
Summarizing Complex Directives and Regulations with AI 8 Minuten
Engineering Prompts for Accurate Legal Interpretation 8 Minuten

4 LektürenInsgesamt 20 Minuten

Welcome to the Course: Course Overview5 Minuten
FATF 40 Recommendations 5 Minuten
EBA Guidelines on ML/TF risk factors 5 Minuten
Wolfsberg Group Principles for Auditing for Effectiveness 5 Minuten

1 AufgabeInsgesamt 20 Minuten

Navigating the Global Regulatory Landscape20 Minuten

1 peer reviewInsgesamt 15 Minuten

Hands-On-Learning: Build a Risk Assessment Matrix15 Minuten

1 DiskussionsthemaInsgesamt 10 Minuten

From Regulation to Worklist: Your ‘Obligation Brief’ in the Real World10 Minuten

This module establishes the structural backbone of a compliance program. It covers securing management buy-in ("Tone at the Top"), conducting rigorous Gap Analyses to identify vulnerabilities, and leveraging AI to engineer audit-ready policies and procedures.

Das ist alles enthalten

10 Videos3 Lektüren1 Aufgabe1 peer review1 Diskussionsthema

10 VideosInsgesamt 80 Minuten

Module Introduction  2 Minuten
Articulating the ROI of Compliance to Secure Board Buy-In 9 Minuten
Defining Governance Structures and MLRO Independence 8 Minuten
Assessing Organizational Compliance Culture and Maturity 7 Minuten
Fundamentals of Audit Methodology: Design vs. Operating Effectiveness 9 Minuten
Setting Up a Compliance Gap Analysis Tracker 8 Minuten
Identifying Control Gaps in a Compliance Scenario 8 Minuten
High-Level Policies and Standard Operating Procedures (SOPs) 8 Minuten
AI-Assisted Policy Drafting 10 Minuten
Validating and Refining AI-Generated Compliance Documentation 11 Minuten

3 LektürenInsgesamt 15 Minuten

FATF GUIDANCE Money Laundering National Risk Assessment Guidance 5 Minuten
World Bank – “Preventing Money Laundering and Terrorist Financing: A Practical Guide for Supervisors” 5 Minuten
Digital Identity Guidelines - NIST SP 800-63-4 5 Minuten

1 AufgabeInsgesamt 20 Minuten

Building the Foundation: Governance, Audit, and Policy20 Minuten

1 peer reviewInsgesamt 15 Minuten

Hands-On-Learning: Conduct a Compliance Gap Assessment15 Minuten

1 DiskussionsthemaInsgesamt 10 Minuten

Policy vs. SOP: What Would You Rewrite First in Your Program?10 Minuten

This module moves from policy to implementation, focusing on the critical "Know Your Customer" (KYC) and Customer Due Diligence (CDD) processes. Learners will master modern digital onboarding, techniques to unmask Ultimate Beneficial Owners (UBOs) in complex structures, and strategies to manage sanctions screening alerts efficiently using AI.

Das ist alles enthalten

10 Videos3 Lektüren1 Aufgabe1 peer review1 Diskussionsthema

10 VideosInsgesamt 76 Minuten

Module Introduction  2 Minuten
Core Pillars of Customer Identification Programs (CIP) 6 Minuten
Designing a Compliant Customer Onboarding Workflow 11 Minuten
Digital Identity Verification 6 Minuten
Understanding Corporate Structures: Shell Companies and Ownership Layers 7 Minuten
UBO Investigation Techniques: Tracing Ownership via Public Registries 10 Minuten
Calculating Beneficial Ownership: Visualizing Control and Percentages 10 Minuten
Understanding Screening Algorithms: Exact vs. Fuzzy Matching 8 Minuten
Configuring Matching Thresholds to Balance Risk and Efficiency8 Minuten
Adjudicating Sanctions Alerts and False Positives with AI 8 Minuten

3 LektürenInsgesamt 15 Minuten

EU Commission – eIDAS Levels of Assurance 5 Minuten
What is Beneficial Ownership Transparency?5 Minuten
OpenSanctions Documentation Page 5 Minuten

1 AufgabeInsgesamt 20 Minuten

The First Line of Defense: Smart KYC, CDD, and Screening 20 Minuten

1 peer reviewInsgesamt 15 Minuten

Hands-On-Learning: The ‘Who Owns This?’ Challenge 15 Minuten

1 DiskussionsthemaInsgesamt 10 Minuten

Design Your ‘Friction Budget’: Where Should Onboarding Get Tough10 Minuten

The final module focuses on "Detective Controls"—catching the bad actors who made it past the front door. We explore Transaction Monitoring typologies, how to spot "Red Flags," and the art of writing a defensive Suspicious Activity Report (SAR). We conclude with preparing for the inevitable: the regulatory examination.

Das ist alles enthalten

11 Videos3 Lektüren1 Aufgabe2 peer reviews1 Diskussionsthema

11 VideosInsgesamt 68 Minuten

Module Introduction  2 Minuten
Key Money Laundering Typologies: Smurfing and Trade-Based Schemes 8 Minuten
Differentiating Between Behavioural Analysis and Threshold Monitoring 6 Minuten
Identifying Data Anomalies and Transaction Spikes 8 Minuten
Drafting Effective SAR Narratives: The 5 Ws Framework 5 Minuten
Accelerating SAR Drafting with Generative AI 8 Minuten
Creating Defensible Documentation for Regulatory Exams 5 Minuten
The Feedback Loop: Updating Risks Based on Investigations 7 Minuten
Preparing Evidence and Strategies for Regulatory Examinations 7 Minuten
Managing Remediation and Drafting Management Action Plans (MAPs) 8 Minuten
Course Wrap-Up2 Minuten

3 LektürenInsgesamt 15 Minuten

Bank of England - Implementation of Basel 3.1: Final rules (Policy statement 1/26) 5 Minuten
FinCEN Clarifies Suspicious Activity Reporting Requirements 5 Minuten
Hong Kong Monetary Authority – Guidance Paper on Transaction Monitoring, Screening and Suspicious Transaction Reporting 5 Minuten

1 AufgabeInsgesamt 20 Minuten

Detective Controls: Transaction Monitoring, Investigations, and Reporting20 Minuten

2 peer reviewsInsgesamt 45 Minuten

Hands-On-Learning: Draft a SAR Narrative15 Minuten
Project: Execute a Full-Cycle AML Investigation and Remediation (NeoPay Case)30 Minuten

1 DiskussionsthemaInsgesamt 10 Minuten

Avoiding the ‘Repeat Finding’: What Would You Fix Permanently?10 Minuten

Dozenten

Paweł Mielniczek

20 Kurse29.899 Lernende

von

Starweaver

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